Best Investors Account Sign in
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-03-15
VT RA APPROVED 2022-03-15
  • NH RA
    APPROVED
    Since 2022-03-15
  • VT RA
    APPROVED
    Since 2022-03-15

Branch Locations

2 Maple Street, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Manchester NH 12/2017 06/2021
Td Private Client Wealth Llc Manchester NH 12/2017 06/2021
Td Bank Toronto 03/2016 11/2017
Ledyard Financial Advisors Hanover NH 07/2021 Present
Infinex Investments, Inc. Meriden CT 03/2022 Present
  • 12/2017 → 06/2021
    Td Bank N.A.
    Manchester, NH
  • 12/2017 → 06/2021
    Manchester, NH
  • 03/2016 → 11/2017
    Td Bank
    Toronto
  • 07/2021 → Present
    Ledyard Financial Advisors
    Hanover, NH
  • 03/2022 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
Other Businesses

1.)Ledyard Financial Advisors | Investment Related | 2 Maple St Hanover, NH 03755 | Trust- Estate Planning for Clients at Ledyard Financial Advisors | Managing Director of the Trust / Financial Advisor Division of Ledyard National Bank | 7/6/2021 | 200 hours a month, 136 during market hours | Lead the strategic direction 2)DeRosa Capital LLC | Investment Related | 3401 Old Vineyard Rd, Winston-Salem NC 27103; 4340 Johnsborough Ct, Winston-Salem NC 27104; 1270 Village Drive Lexington KY 40504; 1740 Jennifer Rd Lexington KY 40505; 1261 Village Drive Lexington KY 40504 | Multi-Family Rental Real Estate | Limited Partner, Member | 0 hours per month | Investor in Real Estate Syndication (Limited Partner) 3.) Vision 2918 Strategies LLC (Holding Company) owns PEGFETCH LLC (Operating Company) . Children's Book Sales Promotion. Not investment related. Started 8/2023. Approx 5 -10 hours per month not during trading hours. New book release.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-09
S63 Uniform Securities Agent State Law Examination 2015-03-30
  • S65 Uniform Investment Adviser Law Examination
    2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2015-03-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hanover, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor