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Brendan Ward

Stifel, Nicolaus & Company, Incorporated

Sarasota, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-03
FL RA APPROVED 2021-06-29
  • TX RA
    APPROVED
    Since 2022-02-03
  • FL RA
    APPROVED
    Since 2021-06-29

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fire Island Ferries Bay Shore NY 07/2010 11/2016
Navy Federal Credit Union Vienna VA 01/2017 03/2021
Stifel, Nicolaus & Company, Incorporated Saint Louis MO 04/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
  • S66 Uniform Combined State Law Examination
    2021-06-25

View on SEC IAPD

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