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Carlos Roberto Palomo

Wells Fargo Clearing Services, LLC

Delray Beach, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-09-08
  • FL RA
    APPROVED
    Since 2011-09-08

Branch Locations

7385 W Atlantic Ave, Delray Beach, FL 33446 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Manhattan Beach CA 02/2005 Present
Wells Fargo Advisors Llc Manhattan Beach CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Manhattan Beach CA 11/2016 Present
  • 02/2005 → Present
    Wells Fargo Bank
    Manhattan Beach, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Manhattan Beach, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Manhattan Beach, CA
Previous Registrations
  • 2005-10-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Manhattan Beach, CA
    Hawthorne, CA
    Hawthorne, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-07
  • S66 Uniform Combined State Law Examination
    2005-10-07
Other Names
  • Carlos Roberto Palomo
  • Carlos Roberto Palomo

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DELRAY BEACH, FL
KEATING INVESTMENT COUNSELORS INC · DELRAY BEACH, FL
LVR RESEARCH, LLC · DELRAY BEACH, FL
OSAIC WEALTH, INC. · DELRAY BEACH, FL
DOUBLE DIAMOND INVESTMENT GROUP, LLC · DELRAY BEACH, FL
ZURAW FINANCIAL · DELRAY BEACH, FL
PFS INVESTMENTS INC. · DELRAY BEACH, FL
PFS INVESTMENTS INC. · DELRAY BEACH, FL

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