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Brock Wuebker

Northwestern Mutual Investment Services, LLC

Ames, IA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-01-06
  • IA RA
    APPROVED
    Since 2023-01-06

Branch Locations

406 Main St Ste 101, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adams Moving Ames IA 08/2021 06/2022
Greene County High School Jefferson IA 08/2001 08/2021
Christensen Farms Sleepy Eye MN 06/2021 08/2021
Chad Copley Ames IA 06/2022 Present
Northwestern Mutual Investment Services Llc Ames IA 06/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2023 Present
  • 08/2021 → 06/2022
    Adams Moving
    Ames, IA
  • 08/2001 → 08/2021
    Greene County High School
    Jefferson, IA
  • 06/2021 → 08/2021
    Christensen Farms
    Sleepy Eye, MN
  • 06/2022 → Present
    Chad Copley
    Ames, IA
  • 06/2022 → Present
    Northwestern Mutual Investment Services Llc
    Ames, IA
  • 01/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-05
  • S66 Uniform Combined State Law Examination
    2023-01-05
Other Names
  • Brock Wuebker

View on SEC IAPD

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SARAH LYNN KOTH
WILLIAM HENRY THORNE
JEFFREY M HATLEVIG
Katie Jane Regan

Other Offices

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · AMES, IA
THRIVENT INVESTMENT MANAGEMENT INC. · AMES, IA
OSAIC WEALTH, INC. · AMES, IA
EDWARD JONES · AMES, IA
EDWARD JONES · AMES, IA
OSAIC WEALTH, INC. · AMES, IA
EDWARD JONES · AMES, IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · AMES, IA

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