Joshua Michael Roth

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 06/2022
  Comprehensive Retirement Solution
  Carmel, IN
• 05/2019 → 08/2019
  Inroads Analytics
  Fishers, IN
• 01/2017 → 05/2019
  Roth Computer Consulting
  Fishers, IN
• 01/2013 → 05/2021
  Student
  Fishers, IN
• 06/2022 → 10/2023
  Charles Schwab
  Indianapolis, IN
• 10/2023 → Present
  Mark Wise
  Indianapolis, IN
• 01/2024 → Present
  Northwestern Mutual Investment Services
  Indianapolis, IN
• 04/2021 → 06/2022
  Cetera Advisors
  Carmel, IN

Previous Registrations

• 2022-08-10 → 2023-10-25
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2022-01-26 → 2022-06-17
  Cetera Advisors Llc
  Carmel, IN

Exams

• S66 Uniform Combined State Law Examination
  2021-12-04

Other Names

• Joshua M. Roth
• Josh Roth
• Josh Michael Roth