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Inactive

James Frank Lagace

Spurstone

Higganum, CT

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Current Employers
Spurstone

12 Scovil Rd, Higganum, CT 06441 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-13
  • CT RA
    APPROVED
    Since 2025-11-13

Branch Locations

12 Scovil Rd, Higganum, CT 06441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Karn, Couzens & Associates, Inc. Farmington CT 04/2021 05/2022
Fournier Legal Services, Llc East Haven CT 09/2019 04/2021
Self-Employed Wallingford CT 01/2018 01/2020
Quinnipiac University Hamden CT 09/2018 01/2021
Middlesex Community College Middletown CT 09/2016 05/2018
Illiano's Ristorante & Pizzeria Meriden CT 09/2014 10/2017
Fire At The Ridge Restaurant Middlefield CT 10/2017 03/2018
Royal Alliance Associates, Inc. Farmington CT 07/2021 05/2022
Cwm, Llc Omaha NE 05/2022 01/2024
Cetera Advisor Networks El Segundo CA 05/2022 01/2024
Rightcapital, Inc. Shelton CT 10/2024 11/2025
Unemployed Wallingford CT 02/2024 09/2024
Spurstone Higganum CT 11/2025 Present
  • 04/2021 → 05/2022
    Karn, Couzens & Associates, Inc.
    Farmington, CT
  • 09/2019 → 04/2021
    Fournier Legal Services, Llc
    East Haven, CT
  • 01/2018 → 01/2020
    Self-Employed
    Wallingford, CT
  • 09/2018 → 01/2021
    Quinnipiac University
    Hamden, CT
  • 09/2016 → 05/2018
    Middlesex Community College
    Middletown, CT
  • 09/2014 → 10/2017
    Illiano's Ristorante & Pizzeria
    Meriden, CT
  • 10/2017 → 03/2018
    Fire At The Ridge Restaurant
    Middlefield, CT
  • 07/2021 → 05/2022
    Royal Alliance Associates, Inc.
    Farmington, CT
  • 05/2022 → 01/2024
    Cwm, Llc
    Omaha, NE
  • 05/2022 → 01/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2024 → 11/2025
    Rightcapital, Inc.
    Shelton, CT
  • 02/2024 → 09/2024
    Unemployed
    Wallingford, CT
  • 11/2025 → Present
    Spurstone
    Higganum, CT
Previous Registrations
  • 2022-05-09 → 2024-01-10
    Cwm, Llc
    Omaha, NE
    Farmington, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-08
  • S66 Uniform Combined State Law Examination
    2022-01-08
Other Names
  • James Lagace

View on SEC IAPD

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Other Investors

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TIMOTHY R GOLAS
Erika Shawn Pape
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RONALD PHILLIP GALLANT
Bradley Kirk Nelsen
Jacqueline A Ferguson
BRYAN JEROME KOTLARZ

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HIGGANUM, CT
OSAIC WEALTH, INC. · DURHAM, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Middletown, CT
LPL FINANCIAL LLC · MIDDLETOWN, CT
EDWARD JONES · Middletown, CT
FOUNDATIONS INVESTMENT ADVISORS LLC · Middleton, CT
FOUNDATIONS INVESTMENT ADVISORS LLC · MIDDLETOWN, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MIDDLETOWN, CT

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