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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-04 |
Branch Locations
26 Killingworth Road, Higganum, CT 06441 • United States
174 Washington Ave, North Haven, CT 06474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services | Essex | CT | 01/2016 | 12/2017 |
| Keybank | Old Saybrook | CT | 09/2018 | 05/2019 |
| Key Investment Services Llc | Manchester | CT | 10/2018 | 05/2019 |
| Unemployed | Old Saybrook | CT | 12/2017 | 09/2018 |
| Raymond James Financial Services, Inc. | North Haven | CT | 06/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | North Haven | CT | 06/2019 | Present |
| Liberty Bank | North Haven | CT | 06/2019 | Present |
| Liberty Bank Investment Services | North Haven | CT | 01/2021 | Present |
| Liberty Bank | North Haven | CT | 01/2021 | Present |
(1)Name of Business: Liberty Bank Address: 174 Washington Ave, North Haven, CT, 06473, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/03/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor representative, financial planning and securities solutions for clients. (2)Name of Business: Liberty Bank Address: 174 Washington Ave, North Haven, CT, 06473, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advising and investment management (3)Name of Business: Liberty Bank Investment Services Address: 174 Washington Ave, North Haven, CT, 06473, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/03/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advising and investment management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-06 |
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