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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-19
NV RA APPROVED 2023-06-20
TX RA APPROVED_RES 2023-06-14
IL RA APPROVED 2023-03-21
  • GA RA
    APPROVED
    Since 2023-07-19
  • NV RA
    APPROVED
    Since 2023-06-20
  • TX RA
    APPROVED_RES
    Since 2023-06-14
  • IL RA
    APPROVED
    Since 2023-03-21

Branch Locations

150 W. Boughton Road, Bolingbrook, IL 60440 • United States

262 South Weber Road, Bolingbrook, IL 60490 • United States

700 N Janes Ave, Bolingbrook, IL 60440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Orland Park IL 02/2020 05/2021
Bankers Life Securities, Inc Orland Park IL 04/2021 06/2021
Massmutual Life Insurance Co Chicago IL 06/2021 07/2021
Mml Investors Services, Llc Chicago IL 06/2021 08/2021
Jpmorgan Chase Bank, N.A. Bolingbrook IL 08/2021 Present
J.P. Morgan Securities Llc Bolingbrook IL 08/2021 Present
West Point Financial Group Chicago IL 06/2021 08/2021
Unemployed Chicago IL 08/2011 01/2020
Ryp Baseball St. Charles IL 09/2023 Present
Illinois Bucs Travel Baseball St. Charles IL 07/2024 Present
  • 02/2020 → 05/2021
    Bankers Life
    Orland Park, IL
  • 04/2021 → 06/2021
    Bankers Life Securities, Inc
    Orland Park, IL
  • 06/2021 → 07/2021
    Massmutual Life Insurance Co
    Chicago, IL
  • 06/2021 → 08/2021
    Mml Investors Services, Llc
    Chicago, IL
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Bolingbrook, IL
  • 08/2021 → Present
    Bolingbrook, IL
  • 06/2021 → 08/2021
    West Point Financial Group
    Chicago, IL
  • 08/2011 → 01/2020
    Unemployed
    Chicago, IL
  • 09/2023 → Present
    Ryp Baseball
    St. Charles, IL
  • 07/2024 → Present
    Illinois Bucs Travel Baseball
    St. Charles, IL
Other Businesses

Entity Name: Illinois Bucs Travel Baseball Investment related: No Address: 731 N 17th St St. Charles, Illinois 60174 Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 07/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a youth travel baseball organization. i will be running on the weekends when i am not at the office. the youth team will play in baseball tournaments. Entity Name: RYP Baseball Investment related: No "Address: 731 N 17th St, St. Charles, Illinois 60174" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be coaching baseball and giving instruction on the game of baseball to teens ages 13-17.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
S63 Uniform Securities Agent State Law Examination 2021-05-28
  • S66 Uniform Combined State Law Examination
    2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2021-05-28
Other Names
  • Eli Saul Mercado
  • Eli Saul Mercado
  • Eli S Mercado
  • Eli S Mercado

View on SEC IAPD

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