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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-06-20 |
| TX | RA | APPROVED_RES | 2023-06-14 |
| IL | RA | APPROVED | 2023-03-21 |
Branch Locations
150 W. Boughton Road, Bolingbrook, IL 60440 • United States
262 South Weber Road, Bolingbrook, IL 60490 • United States
700 N Janes Ave, Bolingbrook, IL 60440 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Orland Park | IL | 02/2020 | 05/2021 |
| Bankers Life Securities, Inc | Orland Park | IL | 04/2021 | 06/2021 |
| Massmutual Life Insurance Co | Chicago | IL | 06/2021 | 07/2021 |
| Mml Investors Services, Llc | Chicago | IL | 06/2021 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | Bolingbrook | IL | 08/2021 | Present |
| J.P. Morgan Securities Llc | Bolingbrook | IL | 08/2021 | Present |
| West Point Financial Group | Chicago | IL | 06/2021 | 08/2021 |
| Unemployed | Chicago | IL | 08/2011 | 01/2020 |
| Ryp Baseball | St. Charles | IL | 09/2023 | Present |
| Illinois Bucs Travel Baseball | St. Charles | IL | 07/2024 | Present |
Entity Name: Illinois Bucs Travel Baseball Investment related: No Address: 731 N 17th St St. Charles, Illinois 60174 Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 07/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a youth travel baseball organization. i will be running on the weekends when i am not at the office. the youth team will play in baseball tournaments. Entity Name: RYP Baseball Investment related: No "Address: 731 N 17th St, St. Charles, Illinois 60174" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be coaching baseball and giving instruction on the game of baseball to teens ages 13-17.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-28 |
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