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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-09-23
  • WI RA
    APPROVED
    Since 2021-09-23

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Fitchburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Madison WI 05/2021 Present
Devil's Head Resort And Convention Center Merrimac WI 11/2015 Present
Devil's Head Resort And Convention Center Merrimac WI 05/2019 02/2021
University Housing - Dining And Culinary Services Madison WI 08/2017 05/2019
Slack's Jams And Jellies Lodi WI 06/2017 08/2018
University Of Wisconsin - Madison Madison WI 09/2017 05/2021
N/A Lodi WI 09/2010 06/2017
  • 05/2021 → Present
    Madison, WI
  • 11/2015 → Present
    Devil's Head Resort And Convention Center
    Merrimac, WI
  • 05/2019 → 02/2021
    Devil's Head Resort And Convention Center
    Merrimac, WI
  • 08/2017 → 05/2019
    University Housing - Dining And Culinary Services
    Madison, WI
  • 06/2017 → 08/2018
    Slack's Jams And Jellies
    Lodi, WI
  • 09/2017 → 05/2021
    University Of Wisconsin - Madison
    Madison, WI
  • 09/2010 → 06/2017
    N/A
    Lodi, WI
Other Businesses

Devil's Head Resort and Convention Center - Not Investment related - S6330 Bluff Road, Merrimac, WI 53561 - This business operates as a ski hill, hotel, and golf course - Ski and Snowboard instructor - Employee - Started November 2015, This is a seasonal position, there is no official termination at the end of each year, it is assumed you will rejoin in the next season. - approximately 20 hours/month - 0 hours during trading hours - My duties are to take guest out on lessons and teach them how to ski and/or snowboard Harmony Mobile Manor - Not Investment Related - N2458 Hwy V, Lodi, WI 53555 - Business operates was a landlord, renting spaces to individuals to put mobile homes on - No official position - not officially employed, This is my parents business and I help out where I can in my free time - Relationship has forever been ongoing as it is a family business - approximately 4 hours/month - 0 hours during trading hours - When I have time and my parents need me to I collect rent from the dropbox we have, do yard work, oversee contracts/workmen

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-23

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