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Daniel Vincent Herda

Ameriprise Financial Services, LLC

Thornton, CO

Greenwood Village, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-04
CO RA APPROVED 2024-11-13
  • TX RA
    APPROVED
    Since 2025-09-04
  • CO RA
    APPROVED
    Since 2024-11-13

Branch Locations

9351 Grant St Ste 300, Thornton, CO 80229-4375 • United States

8400 E Prentice Ave Ph Suite, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panera Bread Minnetonka MN 06/2016 05/2019
Student Plymouth MN 12/2000 04/2017
Waterfront Restoration Long Lake MN 04/2017 09/2020
Student Boulder CO 09/2017 05/2018
Unemployed Wayzata MN 11/2018 02/2019
Student Bloomington MN 02/2019 05/2019
Student Bloomington MN 11/2019 05/2020
Student Minneapolis MN 09/2020 05/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2021 11/2023
Northwestern Mutual Investment Services Llc Denver CO 01/2022 11/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2023 11/2023
Ameriprise Financial Services, Llc Thornton CO 03/2024 Present
Unemployed Denver CO 11/2023 03/2024
  • 06/2016 → 05/2019
    Panera Bread
    Minnetonka, MN
  • 12/2000 → 04/2017
    Student
    Plymouth, MN
  • 04/2017 → 09/2020
    Waterfront Restoration
    Long Lake, MN
  • 09/2017 → 05/2018
    Student
    Boulder, CO
  • 11/2018 → 02/2019
    Unemployed
    Wayzata, MN
  • 02/2019 → 05/2019
    Student
    Bloomington, MN
  • 11/2019 → 05/2020
    Student
    Bloomington, MN
  • 09/2020 → 05/2022
    Student
    Minneapolis, MN
  • 06/2021 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2022 → 11/2023
    Northwestern Mutual Investment Services Llc
    Denver, CO
  • 03/2023 → 11/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2024 → Present
    Ameriprise Financial Services, Llc
    Thornton, CO
  • 11/2023 → 03/2024
    Unemployed
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
S63 Uniform Securities Agent State Law Examination 2023-02-28
  • S66 Uniform Combined State Law Examination
    2024-11-12
  • S63 Uniform Securities Agent State Law Examination
    2023-02-28
Other Names
  • Daniel Vincent Herda
  • Daniel Vincent Herda
  • Dan Herda
  • Daniel Herda

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · THORNTON, CO
EDWARD JONES · Thornton, CO
EDWARD JONES · THORNTON, CO
FRIEND FINANCIAL GROUP INC · THORNTON, CO
ALIGN FINANCIAL SERVICES · THORNTON, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THORNTON, CO
EDWARD JONES · THORNTON, CO
BIGHORN WEALTH MANAGEMENT · THORNTON, CO

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