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John-Mark Dennis Pothast

Cetera Investment Advisers LLC

Phoenix, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
AZ RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-03-13
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

2730 East Camelback Rd Ste 250, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company Saint Paul MN 12/2021 08/2023
Renaissance Financial Phoenix AZ 12/2021 Present
Securian Life Insurance Company Saint Paul MN 12/2021 Present
Northern Arizona University Flagstaff AZ 01/2021 01/2023
Northern Arizona University Flagstaff AZ 08/2018 01/2023
Renaissance Financial Pheonix AZ 04/2021 12/2021
Securian Financial Services Saint Paul MN 04/2021 12/2021
City Of Kenai Kenai AK 07/2020 08/2020
City Of Kenai Kenai AK 07/2019 08/2019
Kenai Salmon Co Kenai AK 06/2018 08/2018
Soldotna High School Soldotna AK 08/2015 05/2018
Kenai Salmon Co Kenai AK 06/2017 08/2017
Cetera Wealth Services, Llc Phoenix AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2021 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 12/2021 → Present
    Renaissance Financial
    Phoenix, AZ
  • 12/2021 → Present
    Securian Life Insurance Company
    Saint Paul, MN
  • 01/2021 → 01/2023
    Northern Arizona University
    Flagstaff, AZ
  • 08/2018 → 01/2023
    Northern Arizona University
    Flagstaff, AZ
  • 04/2021 → 12/2021
    Renaissance Financial
    Pheonix, AZ
  • 04/2021 → 12/2021
    Securian Financial Services
    Saint Paul, MN
  • 07/2020 → 08/2020
    City Of Kenai
    Kenai, AK
  • 07/2019 → 08/2019
    City Of Kenai
    Kenai, AK
  • 06/2018 → 08/2018
    Kenai Salmon Co
    Kenai, AK
  • 08/2015 → 05/2018
    Soldotna High School
    Soldotna, AK
  • 06/2017 → 08/2017
    Kenai Salmon Co
    Kenai, AK
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-06-14 → 2023-08-10
    Securian Financial Services, Inc.
    Phoenix, AZ
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2022 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: June 2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3) THE JUNE GROUP POSITION: Director NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2023 ADDRESS: 40140 Boulder Park Lane, Soldotna AK 99669, United States DESCRIPTION: The June Group is a 501(c)(3) that focuses on community outreach for disadvantaged groups affected by substance abuse. My role as Treasurer will be to provide financial insight for the organization. All funding for the organization will come through grants and donations, which will then be used to sponsor events, community development programs, and scholarships for individuals. 4) NAME OF OTHER BUSINESS: PHOENIX SYMPHONY YOUNG PROFESSIONALS BOARD INVESTMENT RELATED: NO; ADDRESS: 1 NORTH 1ST STREET PHOENIX, AZ 85004 NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: CHAIR ELECT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP DELEGATE RESPONSIBILITIES, MEET AND UPDATE BOARD OF DIRECTORS, DEVELOP FUNDRAISING OPPORTUNITIES; 5. NAME OF OTHER BUSINESS: KIWANIS INTERNATIONAL - DOWNTOWN SCOTTSDALE YOUNG PROFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: 3636 WOODVIEW TRACE, INDIANAPOLIS, IN 46268; NATURE OF BUSINESS: BOARD; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT ELECT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP ORGANIZE & LEAD GROUP MEETINGS. HELP ORGANIZE AND FACILITATE FUNDRAISING EVENTS THROUGHOUT THE YEAR. ORGANIZE AND HELP FACILITATE VOLUNTEER EFFORTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Other Names
  • Jack Dennis Pothast

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