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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-13 |
| AZ | RA | APPROVED | 2023-08-10 |
Branch Locations
2730 East Camelback Rd Ste 250, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | Saint Paul | MN | 12/2021 | 08/2023 |
| Renaissance Financial | Phoenix | AZ | 12/2021 | Present |
| Securian Life Insurance Company | Saint Paul | MN | 12/2021 | Present |
| Northern Arizona University | Flagstaff | AZ | 01/2021 | 01/2023 |
| Northern Arizona University | Flagstaff | AZ | 08/2018 | 01/2023 |
| Renaissance Financial | Pheonix | AZ | 04/2021 | 12/2021 |
| Securian Financial Services | Saint Paul | MN | 04/2021 | 12/2021 |
| City Of Kenai | Kenai | AK | 07/2020 | 08/2020 |
| City Of Kenai | Kenai | AK | 07/2019 | 08/2019 |
| Kenai Salmon Co | Kenai | AK | 06/2018 | 08/2018 |
| Soldotna High School | Soldotna | AK | 08/2015 | 05/2018 |
| Kenai Salmon Co | Kenai | AK | 06/2017 | 08/2017 |
| Cetera Wealth Services, Llc | Phoenix | AZ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2022 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: June 2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3) THE JUNE GROUP POSITION: Director NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2023 ADDRESS: 40140 Boulder Park Lane, Soldotna AK 99669, United States DESCRIPTION: The June Group is a 501(c)(3) that focuses on community outreach for disadvantaged groups affected by substance abuse. My role as Treasurer will be to provide financial insight for the organization. All funding for the organization will come through grants and donations, which will then be used to sponsor events, community development programs, and scholarships for individuals. 4) NAME OF OTHER BUSINESS: PHOENIX SYMPHONY YOUNG PROFESSIONALS BOARD INVESTMENT RELATED: NO; ADDRESS: 1 NORTH 1ST STREET PHOENIX, AZ 85004 NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: CHAIR ELECT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP DELEGATE RESPONSIBILITIES, MEET AND UPDATE BOARD OF DIRECTORS, DEVELOP FUNDRAISING OPPORTUNITIES; 5. NAME OF OTHER BUSINESS: KIWANIS INTERNATIONAL - DOWNTOWN SCOTTSDALE YOUNG PROFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: 3636 WOODVIEW TRACE, INDIANAPOLIS, IN 46268; NATURE OF BUSINESS: BOARD; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT ELECT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP ORGANIZE & LEAD GROUP MEETINGS. HELP ORGANIZE AND FACILITATE FUNDRAISING EVENTS THROUGHOUT THE YEAR. ORGANIZE AND HELP FACILITATE VOLUNTEER EFFORTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-15 |
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