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3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-31 |
Branch Locations
3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 03/2016 | 03/2025 |
| Highpoint Advisor Group, Llc; D/B/A Vertex Planning Partners | Downers Grove | IL | 03/2016 | Present |
| Vertex Planning Partners, Llc | Downers Grove | IL | 03/2022 | Present |
1. 03/18/2016 * Vertex Planning Partners * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * This business is used solely for LPL business. It is a DBA for my LPL business. Only LPL registered associates have an interest in this entity. This is not an insurance agency or an RIA. * START 04/01/2016 * 50 HRS/MO DURING SECS TRDG HRS. 2. 01/19/2022 - Reflexivity LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/04/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 04/14/2022 - VERTEX PARTNERS - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/03/2022 - 180 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% -I provide investment advisory services through Vertex Partners, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/26/2023 - Aspire Planning Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/19/2023 - 1 Hour Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-13 |
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