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Dharma Ann Westphal

Pfs Investments Inc.

San Ramon, CA

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-11
  • CA RA
    APPROVED
    Since 2023-12-11

Branch Locations

2500 Old Crow Canyon Rd Ste 524, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summerfield Waldorf School And Farm Santa Rosa CA 09/2018 06/2019
The Dance Center Santa Rosa CA 06/2019 08/2019
Summerfield Waldorf School And Farm Santa Rosa CA 01/2005 06/2018
Ciel Du Mel, Llc Petaluma CA 05/2019 03/2020
O'MAlley Wilson Westphal, Inc. Santa Rosa CA 02/2019 01/2020
Santa Rosa Junior College Santa Rosa CA 08/2018 Present
Primerica Financial Services Rohnert Park CA 05/2020 09/2022
Pfs Investments Inc. Rohnert Park CA 05/2021 09/2022
Primerica Financial Services San Ramon CA 05/2020 Present
Pfs Investments Inc. San Ramon CA 08/2023 Present
  • 09/2018 → 06/2019
    Summerfield Waldorf School And Farm
    Santa Rosa, CA
  • 06/2019 → 08/2019
    The Dance Center
    Santa Rosa, CA
  • 01/2005 → 06/2018
    Summerfield Waldorf School And Farm
    Santa Rosa, CA
  • 05/2019 → 03/2020
    Ciel Du Mel, Llc
    Petaluma, CA
  • 02/2019 → 01/2020
    O'MAlley Wilson Westphal, Inc.
    Santa Rosa, CA
  • 08/2018 → Present
    Santa Rosa Junior College
    Santa Rosa, CA
  • 05/2020 → 09/2022
    Primerica Financial Services
    Rohnert Park, CA
  • 05/2021 → 09/2022
    Rohnert Park, CA
  • 05/2020 → Present
    Primerica Financial Services
    San Ramon, CA
  • 08/2023 → Present
    San Ramon, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Twitch Interactive Inc, Not Investment Related, Independent Contractor (Self Employed), San Francisco CA, 94104, 01/2021 to Present, Devoted 4-16 hours a month. This is usually outside of trading hours (on weekend/at night)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-15
S63 Uniform Securities Agent State Law Examination 2021-08-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2021-08-13

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