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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-07
  • NY RA
    APPROVED
    Since 2022-03-07

Branch Locations

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Depaula Chevrolet Albany NY 11/2015 12/2021
Npa Financial Clifton Park NY 12/2021 Present
Equity Services, Inc. Montpelier VT 01/2022 Present
  • 11/2015 → 12/2021
    Depaula Chevrolet
    Albany, NY
  • 12/2021 → Present
    Npa Financial
    Clifton Park, NY
  • 01/2022 → Present
    Montpelier, VT
Other Businesses

*NPA FINANCIAL. 1407 ROUTE 9, BUILDING 4 - 2ND FL, CLIFTON PARK NY. INV REL. DEC 2021. SALE AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS. *GUILDERLAND CHAMBER OF COMMERCE. VARIOUS LOCATIONS. OCT 2023. NOT INV REL. CHAMBER AMBASSADOR. COMMUNICATE WITH EXISTING CHAMBER MEMBERS AS WELL AS PROMOTE EVENTS AND BENEFITS TO NEW MEMBERS. DEVELOP STRONG RELATIONSHIPS WITH MEMBERS BY ATTENDING EVENTS AND HELP FACILITATE COMMUNICATION IF ISSUES MAY ARISE. DURING SOME TRADE HRS. *GUILDERLAND CHAMBER OF COMMERCE. 300 GREAT OAKS BLVD, SUITE 300, ALBANY NY. NOT INV REL. JULY 2024. CHAMBER OF COMMERCE. BOARD MEMBER. OVERSEE OPERATIONS, POLICIES, PROCEDURES, MAINTAINING FINANCIAL OVERSIGHT, STAFFING, AND PROVIDING OVERSIGHT TO CHAMBER. DURING SOME TRADE HRS. *TEACHERS PENSION. 1407 ROUTE 9, BUILDING 4 - 2ND FL, CLIFTON PARK NY. INV REL. OCT 2024. MARKETING AND OPPORTUNITIES FOR AGENTS TO GET IN FRONT OF TEACHERS. AGENT. PROVIDE EDUCATION AND ADVICE ABOUT BENEFITS AVAILABLE TO TEACHERS AND STAFF. HELP THEM SET UP RETIREMENT ACCOUNTS AND LIFE INSURANCE. DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-07
  • S66 Uniform Combined State Law Examination
    2022-03-07
Designations

View on SEC IAPD

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