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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Classical Academy | Gilbert | AZ | 07/2018 | 01/2021 |
| First Baptist Church Of Temple City | Temple City | CA | 06/2017 | 06/2018 |
| Moody Bible Institute | Spokane | WA | 08/2013 | 06/2017 |
| Moody Bible Institute | Spokane | WA | 08/2014 | 06/2017 |
| Woodbury Financial Services Inc | Fort Atkinson | WI | 04/2021 | 01/2024 |
| Osaic Wealth, Inc. | Fort Atkinson | WI | 01/2024 | Present |
1. BROCKMANN FINANCIAL POSITION: Assistant NATURE: Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/12/2021 ADDRESS: 904 Madison Ave, Fort Atkinson WI 53538, United States DESCRIPTION: Help submit applications, track with insurance companies and third parties to make sure requirements are fulfilled until insurance is in force. 2. TENACITY ADVISORY GROUP POSITION: Affiliated advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2024 ADDRESS: 3.2700 Vernon Dr., Green Bay WI 54304, United States DESCRIPTION: Share best practices 3. BROCKMANN FINANCIAL POSITION: Managing partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2024 ADDRESS: 904 Madison Ave, Fort Atkinson WI 53538, United States DESCRIPTION: This is the business we run our advisory practice through - I just bought in and was told to disclose it as an OBA. I'm an advisor and also am taking over the responsibilities of running the actual business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-26 |
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