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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
| NC | RA | APPROVED | 2021-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Raleigh | NC | 04/2021 | Present |
| Mml Investors Services, Llc | Raleigh | NC | 05/2021 | Present |
| Chesapeake Energy | Oklahoma City | OK | 01/2018 | 09/2020 |
| Independent Energy Standards | Edmond | OK | 06/2016 | 01/2018 |
| Unemployed | Edmond | NC | 09/2020 | 04/2021 |
(1)NAME: ASCOLANO VENTURES, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER- INVESTOR IN CROWD FUNDED REAL ESTATE POSITION: PRESIDENT START: 08/2018 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: EVALUATE AND SELECT SUITABLE REAL ESTATE INVESTMENT OPPORTUNITIES (ALL AS A CROWD FUNDED INVESTOR). ARRANGE FINANCING, BALANCE BOOKS, ETC. (2)NAME: SILVER DIAMOND TECHNOLOGIES, LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: PLUG & ABANDONMENT CONTRACTOR POSITION: CO-FOUNDER START: 6/1/2023 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: RESEARCH OPPORTUNITIES TO PLUG AND ABANDON ORPHANED WELLS LOCATED ON FEDERAL LAND IN ACCORDANCE WITH APPLICABLE STATE REGULATIONS. (3)NAME: ENCOMPASS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: LLC TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER/MEMBER START DATE: 7/26/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: ENSURE THAT BUSINESS OPERATING EXPENSES ARE PAID. (4) NAME: ALPE ADRIA SERVICES, INC DBA STAND STRONG FENCING INV REL: N ADD: RESIDENTIAL NATURE: RESIDENTIAL/COMMERCIAL FENCING INSTALATION POSITION: OWNER START DATE: 06/01/2024 No. HR/MO: 80. No. HR/MO DURING SEC TRADING: 40. DESCRIBE DUTIES: PRE-WORK NEEDED TO LAUNCH FRANCHISE OPERATION (EXPECTED LAUNCH Q4 '24), INCLUDING HIRING A GM & SALES TEAM. ONCE RUNNING, GENERAL OVERSIGHT AS A SEMI-INVOLVED OWNER. GM WILL BE RESPONSIBLE FOR DAY-TO- DAY OPERATIONS AND MARKETING. (5) NAME: CHRISTOPHER JENKINS INV REL: Y ADD: 150 FAYETTEVILLE STREET, SUITE 300, RALEIGH, NC 27601 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
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