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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-04-20 |
| MD | RA | APPROVED | 2026-04-17 |
| PA | RA | APPROVED | 2026-01-09 |
| KY | RA | APPROVED | 2025-11-06 |
| SC | RA | APPROVED | 2025-01-21 |
| IL | RA | APPROVED | 2024-11-13 |
| AZ | RA | APPROVED | 2024-08-06 |
| VA | RA | APPROVED | 2024-08-01 |
| NJ | RA | APPROVED | 2024-07-30 |
| TX | RA | APPROVED_RES | 2024-07-26 |
| FL | RA | APPROVED | 2024-03-04 |
| MO | RA | APPROVED | 2022-09-22 |
Branch Locations
625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States
St. Peters, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | St Peters | MO | 08/2021 | 09/2022 |
| Lpl Financial | St Peters | MO | 05/2021 | 07/2021 |
| Quiktrip | St Charles | MO | 04/2012 | 04/2021 |
| Oasis Kwik Wash | Wentzville | MO | 08/2019 | 12/2019 |
| Raymond James Financial Services Advisors, Inc | St Peters | MO | 02/2022 | 09/2022 |
| Schneider Asset Management Dba One Financial Group | Saint Peters | MO | 08/2021 | 09/2022 |
| Guardian Life Insurance Company | Saint Louis | MO | 09/2022 | Present |
| Park Avenue Securities Llc | Saint Louis | MO | 09/2022 | Present |
| Guardian Life Insurance Company | St. Peters | MO | 06/2024 | Present |
| Park Avenue Securities | St. Peters | MO | 06/2024 | Present |
1. Insurance outside of Guardian, Start Date: 10/16/2022, Nature: Insurance products outside of Guardian, Address: 625 Maryville Centre Drive Suite 100 St Louis, MO 63141, Duties: Independent Broker/Selling insurance outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment Related, 2. The Chamber of Cottleville-Chamber of Commerce Ambassador, Start Date: 4/20/2026, Nature: Chamber of Commerce, Address: 5342 State Highway N Cottleville, MO 63304, Duties: welcoming new members; supporting chamber activities, 2 total hours per month; 2 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
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