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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-25
AL RA APPROVED 2005-05-26
  • TX RA
    APPROVED
    Since 2007-01-25
  • AL RA
    APPROVED
    Since 2005-05-26

Branch Locations

4801 W Main St, Dothan, AL 36305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dothan AL 01/2005 Present
Bank Of America, N.A. Dothan AL 04/2012 Present
Other Businesses

I*4631295 Entity Type: N/A Name of OBA: Estate of A J J Address: Dothan, Alabama, 36301 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/28/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild, Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-25
  • S66 Uniform Combined State Law Examination
    2005-05-25
Other Names
  • Alison Leigh Jones
  • Alison Jones Mcgee

View on SEC IAPD

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