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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-01-25 |
| AL | RA | APPROVED | 2005-05-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dothan | AL | 01/2005 | Present |
| Bank Of America, N.A. | Dothan | AL | 04/2012 | Present |
I*4631295 Entity Type: N/A Name of OBA: Estate of A J J Address: Dothan, Alabama, 36301 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/28/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild, Siblings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-25 |
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