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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 02/2024 03/2025
Jpmorgan Chase Bank, Na New York NY 06/2022 03/2025
Oppenheimer & Co. New York NY 03/2021 05/2022
Metlife Investment Management Whippany NJ 07/2017 04/2020
Boston College Chestnut Hill MA 08/2013 05/2017
Unemployed West Hartford CT 06/2017 06/2017
Unemployed W Hartford CT 05/2020 02/2021
Massmutual Life Insurance Co Elmsford NY 03/2025 Present
Mml Investors Services, Llc Elmsford NY 03/2025 Present
  • 02/2024 → 03/2025
    New York, NY
  • 06/2022 → 03/2025
    Jpmorgan Chase Bank, Na
    New York, NY
  • 03/2021 → 05/2022
    Oppenheimer & Co.
    New York, NY
  • 07/2017 → 04/2020
    Metlife Investment Management
    Whippany, NJ
  • 08/2013 → 05/2017
    Boston College
    Chestnut Hill, MA
  • 06/2017 → 06/2017
    Unemployed
    West Hartford, CT
  • 05/2020 → 02/2021
    Unemployed
    W Hartford, CT
  • 03/2025 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
  • 03/2025 → Present
    Elmsford, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-08
  • S66 Uniform Combined State Law Examination
    2024-08-08
Other Names
  • John Walker
  • Jack Walker
  • Jack Walker

View on SEC IAPD

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