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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-05-16
TX RA APPROVED 2024-05-15
  • DC RA
    APPROVED
    Since 2024-05-16
  • TX RA
    APPROVED
    Since 2024-05-15

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc Tempe AZ 01/2021 11/2022
Fashion.cOm Mesa AZ 06/2014 12/2020
Petsmart Inc. Phoenix AZ 04/2019 06/2019
Ohio State University Columbus OH 12/2016 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 12/2022 Present
The Ohio State University Columbus OH 08/2016 12/2020
  • 01/2021 → 11/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2014 → 12/2020
    Fashion.cOm
    Mesa, AZ
  • 04/2019 → 06/2019
    Petsmart Inc.
    Phoenix, AZ
  • 12/2016 → 09/2017
    Ohio State University
    Columbus, OH
  • 12/2022 → Present
    Washington, DC
  • 08/2016 → 12/2020
    The Ohio State University
    Columbus, OH
Other Businesses

I* 1201259For profit or not for profit: Name of outside business organization: MaxdiemInvestment related: noAddress of business: Washington, DCNature of business: Position, title, association: Owner, Consultant/Independent Contractor, OtherStart date of relationship: 01/01/2023Number of hours devoted: 0 weeklyNumber of hours devoted during trading hours: Duties: A clothing business that sells shirt made from sustainable fabric. I started the company, so I run the website and financer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15

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