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Lina Luu

Wells Fargo Clearing Services, LLC

The Colony, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-17
  • TX RA
    APPROVED
    Since 2024-06-17

Branch Locations

4703 Highway 121, The Colony, TX 75056 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities, Inc. Irving TX 08/2020 04/2021
Bbva Usa Birmingham AL 07/2020 04/2021
Bbva Insurance Agency, Inc. Austin TX 07/2020 04/2021
Unemployed Carrollton TX 10/2018 06/2020
J.P. Morgan Securities Llc Arlington TX 10/2012 09/2018
J.P. Morgan Securities Llc Arlington TX 05/2021 06/2024
Unemployed Carrollton TX 04/2021 05/2021
Lina Luu Carrollton TX 11/2020 05/2021
Wells Fargo Clearing Services, Llc ( Fort Worth TX 06/2024 Present
  • 08/2020 → 04/2021
    Bbva Securities, Inc.
    Irving, TX
  • 07/2020 → 04/2021
    Bbva Usa
    Birmingham, AL
  • 07/2020 → 04/2021
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 10/2018 → 06/2020
    Unemployed
    Carrollton, TX
  • 10/2012 → 09/2018
    J.P. Morgan Securities Llc
    Arlington, TX
  • 05/2021 → 06/2024
    J.P. Morgan Securities Llc
    Arlington, TX
  • 04/2021 → 05/2021
    Unemployed
    Carrollton, TX
  • 11/2020 → 05/2021
    Lina Luu
    Carrollton, TX
  • 06/2024 → Present
    Wells Fargo Clearing Services, Llc (
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2005-02-25
  • S66 Uniform Combined State Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2005-02-25

View on SEC IAPD

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NICHOLAS REY CARNERO
AMY GAIL LEGATE
LAWRENCE DAVID SILVERMAN
Jonathan Randall Nance
Riley Anderson
Lori Lynn Shelby

Other Offices

CST FINANCIAL ADVISORY LLC · The Colony, TX
J.P. MORGAN SECURITIES LLC · THE COLONY, TX
LPL FINANCIAL LLC · FRISCO, TX
EDWARD JONES · FRISCO, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Colony, TX
LPL FINANCIAL LLC · FRISCO, TX
CETERA INVESTMENT ADVISERS LLC · FRISCO, TX
LEGACY HARBOR · PLANO, TX

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