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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 03/2021 | 03/2022 |
| Fry'D Llc | Durham | NH | 09/2020 | 03/2021 |
| The Farm Bar And Grille | Dover | NH | 11/2020 | 02/2021 |
| The University Of New Hampshire | Durham | NH | 08/2017 | 12/2020 |
| The Hudson Water Club | West Haverstraw | NY | 06/2019 | 06/2020 |
| Instacart | Cortlandt Manor | NY | 05/2020 | 06/2020 |
| Unh Cooperative Extension | Durham | NH | 11/2019 | 03/2020 |
| The Seabury At Fieldhome | Cortlandt Manor | NY | 01/2016 | 04/2018 |
| Franklin Delano Roosevelt State Park | Yorktown Heights | NY | 06/2018 | 08/2018 |
| Walter Panas High School | Cortlandt Manor | NY | 09/2013 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 03/2022 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 09/2024 | Present |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-17 |
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