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John Winthrop Claghorn

Rockefeller Capital Management

Ny, NY

Rockefeller Financial LLC

New York, NY

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-20
TX RA APPROVED 2024-02-20
  • NY RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED
    Since 2024-02-20

Branch Locations

45 Rockefeller Plaza, 5Th Floor, Ny, NY 10111 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-14
TX RA APPROVED 2022-07-14
  • NY RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-14

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 06/2015 07/2022
City National Bank New York NY 09/2016 07/2022
Rockefeller Financial Llc Ny NY 07/2022 Present
Rockefeller Capital Management Ny NY 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-19
S63 Uniform Securities Agent State Law Examination 2005-04-21
  • S65 Uniform Investment Adviser Law Examination
    2012-10-19
  • S63 Uniform Securities Agent State Law Examination
    2005-04-21
Other Names
  • Jake W Claghorn
  • John W Claghorn
  • John W Claghorn
  • John Winthrop Claghorn Iv
  • John Winthrop Claghorn

View on SEC IAPD

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Other Offices

HYPERION CAPITAL ADVISORS LP · NEW YORK, NY
PIVOTAL ADVISORS LLC · NEW YORK, NY
ROCKEFELLER CAPITAL MANAGEMENT · NEW YORK, NY
TISHMAN SPEYER PROPERTIES, L.P. · NEW YORK, NY
PALISTAR CAPITAL LP · NEW YORK, NY
PIERPOINT CAPITAL LLC · NEW YORK, NY
CHART NATIONAL INVESTMENT MANAGEMENT LLC · NEW YORK, NY
RUANE CUNNIFF L.P. · NEW YORK, NY

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