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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-14
IL RA APPROVED 2022-12-20
  • MA RA
    APPROVED
    Since 2025-02-14
  • IL RA
    APPROVED
    Since 2022-12-20

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Tempe AZ 04/2021 11/2022
John Hancock Investment Managment Distributors Llc Boston MA 04/2021 11/2022
Ihs Markit Andover MA 01/2021 03/2021
Eversource Energy Dorchester MA 05/2018 08/2019
John Moriarty Winchester MA 06/2016 08/2017
Saint Anselm College Manchester NH 09/2015 05/2019
Nottingham Trent University Nottingham 09/2019 10/2020
First Trust Portfolios L.P. Wheaton IL 12/2022 Present
First Trust Advisors L.P. Wheaton IL 12/2022 Present
  • 04/2021 → 11/2022
    John Hancock
    Tempe, AZ
  • 04/2021 → 11/2022
    John Hancock Investment Managment Distributors Llc
    Boston, MA
  • 01/2021 → 03/2021
    Ihs Markit
    Andover, MA
  • 05/2018 → 08/2019
    Eversource Energy
    Dorchester, MA
  • 06/2016 → 08/2017
    John Moriarty
    Winchester, MA
  • 09/2015 → 05/2019
    Saint Anselm College
    Manchester, NH
  • 09/2019 → 10/2020
    Nottingham Trent University
    Nottingham
  • 12/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2022 → Present
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-15

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