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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-14 |
| IL | RA | APPROVED | 2022-12-20 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Tempe | AZ | 04/2021 | 11/2022 |
| John Hancock Investment Managment Distributors Llc | Boston | MA | 04/2021 | 11/2022 |
| Ihs Markit | Andover | MA | 01/2021 | 03/2021 |
| Eversource Energy | Dorchester | MA | 05/2018 | 08/2019 |
| John Moriarty | Winchester | MA | 06/2016 | 08/2017 |
| Saint Anselm College | Manchester | NH | 09/2015 | 05/2019 |
| Nottingham Trent University | Nottingham | 09/2019 | 10/2020 | |
| First Trust Portfolios L.P. | Wheaton | IL | 12/2022 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-15 |
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