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Nicholas S Whitaker

Jessup Wealth Management

Dayton, OH

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Current Employers
Jessup Wealth Management

35 Park Avenue, Dayton, OH 45419 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-05
  • OH RA
    APPROVED
    Since 2023-01-05

Branch Locations

35 Park Avenue, Dayton, OH 45419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jessup Wealth Management Dayton OH 04/2021 Present
Ihs Markit Raleigh NC 08/2018 03/2021
Ipreo Raleigh NC 06/2015 08/2018
Commonwealth Financial Network Waltham MA 04/2021 01/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-13
  • S65 Uniform Investment Adviser Law Examination
    2021-05-13

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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