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Joseph Anthony Sera

Sera Capital Management, LLC

Annapolis, MD

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Current Employers
Sera Capital Management, Llc

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-04-19
  • MD RA
    APPROVED
    Since 2021-04-19

Branch Locations

1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jtm, Inc. Annapolis MD 06/2016 Present
Sera Capital Management, Llc Annapolis MD 03/2019 04/2021
Sera Capital Management, Llc Annapolis MD 04/2021 Present
Other Businesses

Business Name: JTM, Inc. / Not investment-related / Address: 8684 Veterans Hwy, #203, Millersville, MD 21108 / Nature of Business: Sales and leasing of commercial real estate / Title & Relationship: President & Owner / Start Date: June 2016 / Hours per Month: 15 to 20 / Hours During Trading Hours: 0 / Duties: Showing properties to prospective clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-19
  • S65 Uniform Investment Adviser Law Examination
    2021-04-19

View on SEC IAPD

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