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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fields Mercedes-Benz Of Asheville | Asheville | NC | 03/2019 | 01/2021 |
| United States Army National Guard | Colorado Springs | CO | 10/2013 | Present |
| First Command Financial | Colorado Springs | CO | 03/2021 | 03/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2022 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 04/2022 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | 12/2022 |
| Kfk Fncl Ins Ser Inc | Colorado Springs | CO | 12/2022 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2023 | 05/2025 |
| Adam Stoffey | Provo | UT | 05/2024 | 05/2025 |
| Northwestern Mutual Investment Services Llc | Provo | UT | 05/2024 | 05/2025 |
| Lpl Enterprise Llc | Keene | NH | 12/2025 | Present |
1) 12/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Munsonville, NH - Start Date 12/04/2025 - INV REL - 160 hrs/mth | 160 hrs during trading. 2) 12/10/2025 - US Army National Guard - Outside/W-2 Employment - Colorado Springs, CO - Start Date 10/31/2013 - NOT INV REL - 20hrs/mth | 0hrs during trading 3) 01/15/2026-Chartered Financial Services-Investment Operations Associate-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/04/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-15 |
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