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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-22
  • NC RA
    APPROVED
    Since 2025-10-22

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

200 1St Avenue Nw Suite 201, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morganton NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morganton NC 11/2016 09/2018
Stifel Nicolaus & Co Inc Hickory NC 09/2018 10/2025
Benjamin F. Edwards & Company Hickory NC 10/2025 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Morganton, NC
  • 11/2016 → 09/2018
    Morganton, NC
  • 09/2018 → 10/2025
    Stifel Nicolaus & Co Inc
    Hickory, NC
  • 10/2025 → Present
    Benjamin F. Edwards & Company
    Hickory, NC
Previous Registrations
Other Businesses

1. Rental Property; 228 14th Ave SE Unit J, Hickory NC 28601; Rental Property; Owner; Landlord; 01/01/2016; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-19
S63 Uniform Securities Agent State Law Examination 2005-05-13
  • S66 Uniform Combined State Law Examination
    2006-06-19
  • S63 Uniform Securities Agent State Law Examination
    2005-05-13

View on SEC IAPD

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