Michael Moulthrop

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 05/2018
  Bankers Life
  Old Lyme, CT
• 05/2018 → 03/2019
  American Senior Benefits
  Farmington, CT
• 03/2019 → Present
  Horizons Insurance
  Higganum, CT
• 04/2021 → Present
  Iams Wealth Management
  Elkhorn, NE

Other Businesses

Horizons Insurance; Higanum, CT; Life, Health, Long-Term Care, Annuities; Insurance Agent, Non-Investment Related; Start Date 03/2019; Approximately 120 hrs/month; 60 of which are during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-03