Charlie Antone O'BRien

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2020
  Top Golf
  Scottsdale, AZ
• 09/2019 → 01/2020
  Education At Work
  Tempe, AZ
• 07/2015 → 04/2017
  Talking Stick Casino
  Scottsdale, AZ
• 08/2018 → 05/2021
  Arizona State University
  Tempe, AZ
• 04/2021 → 04/2022
  Equitable Advisors Llc
  Scottsdale, AZ
• 05/2022 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ

Previous Registrations

• 2021-09-27 → 2022-04-04
  Equitable Advisors, Llc
  Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2021-09-08

Other Names

• Charlie O'BRien
• Charlie Obrien
• Charlie Antone Obrien