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Gordon L Hartley Iii

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-17
AR RA APPROVED 2022-03-31
  • TX RA
    APPROVED
    Since 2022-05-17
  • AR RA
    APPROVED
    Since 2022-03-31

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arkansas At Little Rock Little Rock AR 01/2015 12/2020
Unemployed Maumelle AR 01/2021 03/2021
Lpl Financial Little Rock AR 04/2021 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 03/2022 Present
Bank Of America, N.A. Little Rock AR 04/2022 Present
  • 01/2015 → 12/2020
    University Of Arkansas At Little Rock
    Little Rock, AR
  • 01/2021 → 03/2021
    Unemployed
    Maumelle, AR
  • 04/2021 → 02/2022
    Lpl Financial
    Little Rock, AR
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Little Rock, AR
  • 04/2022 → Present
    Bank Of America, N.A.
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01

View on SEC IAPD

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EDWARD JONES · LITTLE ROCK, AR
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STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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