James Patrick Bergmaier

Current Employers

Employment History

• 02/2015 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 02/2015 → Present
  Hornor, Townsend & Kent, Inc
  Horsham, PA

Previous Registrations

• 2008-02-07 → 2015-02-18
  Msi Financial Services, Inc.
  Plymouth Meeting, PA
  Exton, PA
  Plymouth Meeting, PA

Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: 1847FINANCIAL | Position Held: Agent | Address: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 | Start Date: 02/2015 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: Over 140 Hrs | Approx Trading Hrs Per Mth: Over 140 Hrs | Description of Duties: SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI/ LTC AND ANNUITY CLIENT ACCOUNTS. 2) AMERICAN COLLEGE CENTER FOR SPECIAL NEEDS ADVISORY BOARD | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: ADVISORY BOARD MEMBER | ADDRESS: THE AMERICAN COLLEGE OF FINANCIAL SERVICES MASSMUTUAL CENTER FOR SPECIAL NEEDS 270 SOUTH BRYN MAWR AVENUE BRYN MAWR, PA 19010 | START DATE: 5/1/2019 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS. 3) BOARD MEMBER - ARDENT COMMUNITY TRUST OF PENNSYLVANIA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: DIRECTOR | ADDRESS: 1012 W. 9TH AVE, SUITE 215 KING OF PRUSSIA 19406 | START DATE: 5/5/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ACT IS A NON-PROFIT CORPORATION INCORPORATED IN PENNSYLVANIA FOR THE PURPOSE OF ADMINISTERING A POOLED SPECIAL NEEDS: TRUST FOR THE BENEFIT OF INDIVIDUALS WITH DISABILITIES. WE ALSO ACT AS TRUSTEE FOR OTHER SPECIAL NEEDS TRUSTS, INCLUDING: FIRST PARTY AND THIRD PARTY SPECIAL NEEDS TRUSTS AS WELL AS EDUCATIONAL SPECIAL NEEDS TRUSTS. 4)PENN MUTUAL NATIONAL ADVISORY COUNCIL (NAC) EXECUTIVE COMMITTEE | DBA: N/A | POSITION: TREASURER | NATURE: FINANCIAL SERVICES INDUSTRY GROUP | INVESTMENT RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 1 | START DATE: 06/01/2023 | ADDRESS: 161 WASHINGTON ST, SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: CURRENTLY I AM IN THE ROLE AS THE TREASURER FOR THE PENN MUTUAL NATIONAL ADVISORY COUNCIL (NAC) EXECUTIVE COMMITTEE. THE NAC WORKS IN HARMONY WITH PENN MUTUAL TO HELP FINANCIAL PROFESSIONALS IN BUILDING THEIR PRACTICES TO MEET CLIENT NEEDS AND SUSTAIN THE FINANCIAL STRENGTH OF THE COMPANY. THE NAC'S PURPOSE AND OBJECTIVES ARE TO ENHANCE VISIBILITY AND BUILD A SENSE OF COMMUNITY AMONG PENN MUTUAL FINANCIAL PROFESSIONALS & COLLABORATE BETWEEN HOME OFFICE LIAISONS AND FINANCIAL PROFESSIONALS TO STRENGTHEN SALES AND SERVICE ENVIRONMENT. 5)INSURANCE BROKERAGE | HEARTLUX CAPITAL | POSITION: PARTNER | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 09/05/2025 | ADDRESS: 161 WASHINGTON ST, SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: OWNER/FINANCIAL PROFESSIONAL. 6)APPLECROSS COUNTRY CLUB HOMEOWNERS ASSOCIATION BOARD MEMBER | POSITION: OFFICER | NATURE: BOARD MEMBER FOR HOA | INVESTMENT RELATED: NO | NUMBER OF HOURS: 5 | SECURITIES TRADING HOURS: 0 | START DATE: 10/07/2025 | ADDRESS: 170 ZYNN RD, DOWNINGTOWN PA 19335 | DESCRIPTION: RESPONSIBLE FOR GOVERNING THE COMMUNITY ON BEHALF OF HOMEOWNERS BY MAINTAINING PROPERTY VALUES, ENFORCING THE COMMUNITY'S GOVERNING DOCUMENTS, MANAGING FINANCES, AND ENSURING LEGAL COMPLIANCE.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-30
• S63 Uniform Securities Agent State Law Examination
  2005-07-07

Designations

Other Names

• Pat Bergmaier
• Patrick Bergmaier