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Louis Michael Aquino

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-15
  • TX RA
    APPROVED
    Since 2023-03-15

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chaminade College Prep School St. Louis MO 08/2014 05/2018
Texas Christian University Fort Worth TX 08/2018 05/2022
Presence From Innovation Hazelwood MO 06/2019 07/2019
Westborough Country Club St. Louis MO 05/2016 07/2020
Ulrich Medical Chesterfield MO 06/2020 08/2020
Northwestern Mutual St. Louis MO 04/2021 02/2022
Thrivent Advisor Network D/B/A 49 Financial Austin TX 06/2022 01/2023
49 Financial Austin TX 01/2023 Present
Purshe Kaplan Sterling Investments Albany NY 05/2022 07/2024
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 08/2014 → 05/2018
    Chaminade College Prep School
    St. Louis, MO
  • 08/2018 → 05/2022
    Texas Christian University
    Fort Worth, TX
  • 06/2019 → 07/2019
    Presence From Innovation
    Hazelwood, MO
  • 05/2016 → 07/2020
    Westborough Country Club
    St. Louis, MO
  • 06/2020 → 08/2020
    Ulrich Medical
    Chesterfield, MO
  • 04/2021 → 02/2022
    Northwestern Mutual
    St. Louis, MO
  • 06/2022 → 01/2023
    Thrivent Advisor Network D/B/A 49 Financial
    Austin, TX
  • 01/2023 → Present
    Austin, TX
  • 05/2022 → 07/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) Financial Independence Group; investment related; 19520 W Catawba Ave #200 Cornelius NC 28031 USA; Insurance Agent; Fixed Insurance Sales; Start date: 2024-08-06; 50 Hours per month during trading hours; 10 Hours per month outside trading hours. 2) AQUINO 2024 IRREVOCABLE INSURANCE TRUST AGREEMENT; Trustee; Non-investment related; 3607 South Lamar Boulevard Apt. 1656; Primary trustee of a living trust for an Irrevocable Life Insurance Trust. My parents are the insured. Myself, brother and sister are co-trustees; 1 hour per month during business hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2022-06-04
  • S65 Uniform Investment Adviser Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2022-06-04

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