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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-15 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chaminade College Prep School | St. Louis | MO | 08/2014 | 05/2018 |
| Texas Christian University | Fort Worth | TX | 08/2018 | 05/2022 |
| Presence From Innovation | Hazelwood | MO | 06/2019 | 07/2019 |
| Westborough Country Club | St. Louis | MO | 05/2016 | 07/2020 |
| Ulrich Medical | Chesterfield | MO | 06/2020 | 08/2020 |
| Northwestern Mutual | St. Louis | MO | 04/2021 | 02/2022 |
| Thrivent Advisor Network D/B/A 49 Financial | Austin | TX | 06/2022 | 01/2023 |
| 49 Financial | Austin | TX | 01/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2022 | 07/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) Financial Independence Group; investment related; 19520 W Catawba Ave #200 Cornelius NC 28031 USA; Insurance Agent; Fixed Insurance Sales; Start date: 2024-08-06; 50 Hours per month during trading hours; 10 Hours per month outside trading hours. 2) AQUINO 2024 IRREVOCABLE INSURANCE TRUST AGREEMENT; Trustee; Non-investment related; 3607 South Lamar Boulevard Apt. 1656; Primary trustee of a living trust for an Irrevocable Life Insurance Trust. My parents are the insured. Myself, brother and sister are co-trustees; 1 hour per month during business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-04 |
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