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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-27 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 07/2024 | 01/2026 |
| Principal Securities, Inc. | Charlotte | NC | 07/2024 | 01/2026 |
| Jordan High School | Durham | NC | 08/2014 | 06/2018 |
| Harris Teeter | Durham | NC | 09/2016 | 08/2020 |
| Unc Charlotte | Charlotte | NC | 08/2019 | 06/2022 |
| Woodforest National Bank | Charlotte | NC | 07/2022 | 01/2023 |
| Huang Cpa | Charlotte | NC | 01/2023 | 05/2023 |
| Woodforest National Bank | Charlotte | NC | 05/2023 | 07/2024 |
| Principal Advised Services | Charlotte | NC | 10/2024 | 01/2026 |
| Digital Intelligence Systems | Charlotte | NC | 03/2026 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-02 |
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