Best Investors Account Sign in

Matthew Sugg

LPl Financial LLC

Austin, TX

Liberty Hill, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Liberty Hill, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Austin TX 10/2019 03/2021
Jpmorgan Chase Bank, N.A. Austin TX 03/2021 01/2023
Heb Austin TX 10/2019 07/2020
Wave Electronics Austin TX 05/2018 10/2019
Dick's Sporting Goods Cedar Park TX 01/2017 05/2018
Unemployed Leander TX 03/2011 12/2016
J.P. Morgan Securities Llc Austin TX 03/2021 01/2023
Lpl Financial Llc Austin TX 01/2023 Present
  • 10/2019 → 03/2021
    Jpmorgan Chase Bank, N.A.
    Austin, TX
  • 03/2021 → 01/2023
    Jpmorgan Chase Bank, N.A.
    Austin, TX
  • 10/2019 → 07/2020
    Heb
    Austin, TX
  • 05/2018 → 10/2019
    Wave Electronics
    Austin, TX
  • 01/2017 → 05/2018
    Dick's Sporting Goods
    Cedar Park, TX
  • 03/2011 → 12/2016
    Unemployed
    Leander, TX
  • 03/2021 → 01/2023
    J.P. Morgan Securities Llc
    Austin, TX
  • 01/2023 → Present
    Lpl Financial Llc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2021-06-02
  • S66 Uniform Combined State Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2021-06-02
Other Names
  • Matt Sugg
  • Matt Sugg
  • Matthew J Sugg
  • Matthew Sugg
  • Matthew Joseph Sugg

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor