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Luis Guillermo Garcia

Raymond James & Associates, Inc.

St. Petersburg, FL

CRD 7357979

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-28
  • FL RA
    APPROVED
    Since 2022-11-28

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc, Saint Petersburg FL 04/2021 Present
Unemployed Riverview FL 12/2020 04/2021
Full Time College Student Tampa/Tallahassee FL 08/2016 12/2020
  • 04/2021 → Present
    Raymond James & Associates Inc,
    Saint Petersburg, FL
  • 12/2020 → 04/2021
    Unemployed
    Riverview, FL
  • 08/2016 → 12/2020
    Full Time College Student
    Tampa/Tallahassee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-17
  • S66 Uniform Combined State Law Examination
    2022-11-17
Other Names
  • Luis Guillermo Garcia
  • Luis Guillermo Garcia Otero

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES INVESTMENT MANAGEMENT
EAGLE ASSET MANAGEMENT INC

Nearby Investors

Savina N Mintcheva
ALYSA REBECCA REINOEHL
MATTHEW KYLE MEHLTRETTER

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL

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