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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-03
TX RA APPROVED_RES 2025-10-31
  • CA RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED_RES
    Since 2025-10-31

Branch Locations

11265 Donner Pass Rd, Truckee, CA 96161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 03/2021 10/2023
Berman Subaru Chicago IL 01/2021 03/2021
Greenway Hyundai Orlando FL 09/2020 12/2020
Holiday Inn Vacations Club Orlando FL 03/2020 03/2020
David Maus Toyota Sanford FL 04/2019 12/2019
Sutherlin Nissan Orlando FL 08/2016 03/2019
Unemployed Orlando FL 03/2020 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sparks NV 09/2025 Present
Northstar California Truckee CA 11/2023 09/2025
Lake Tahoe Luxury Boat Rentals Incline Village NV 06/2025 08/2025
Bank Of America, N.A. Sparks NV 01/2026 Present
  • 03/2021 → 10/2023
    Rolling Meadows, IL
  • 01/2021 → 03/2021
    Berman Subaru
    Chicago, IL
  • 09/2020 → 12/2020
    Greenway Hyundai
    Orlando, FL
  • 03/2020 → 03/2020
    Holiday Inn Vacations Club
    Orlando, FL
  • 04/2019 → 12/2019
    David Maus Toyota
    Sanford, FL
  • 08/2016 → 03/2019
    Sutherlin Nissan
    Orlando, FL
  • 03/2020 → 09/2020
    Unemployed
    Orlando, FL
  • 09/2025 → Present
    Sparks, NV
  • 11/2023 → 09/2025
    Northstar California
    Truckee, CA
  • 06/2025 → 08/2025
    Lake Tahoe Luxury Boat Rentals
    Incline Village, NV
  • 01/2026 → Present
    Bank Of America, N.A.
    Sparks, NV
Previous Registrations
Other Businesses

I*3298281 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: St Cloud, FL 34771 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/01/2021 Number of Hours: 1, Yearly Number of Hours during trading: Duties: Co owner of rental property I*3297281 Entity Type: For Profit, Publicly Traded Name of OBA: Northstar California Address: Truckee, CA 96161 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/01/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: Part time work at ski resort

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-07
  • S66 Uniform Combined State Law Examination
    2022-06-07
Other Names
  • Andrew Wayne Mcmullen

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