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Michael Richard Murphy

Edward Jones

Truckee, CA

CRD 2109682

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-05-30
TX RA APPROVED_RES 2019-01-16
CA RA APPROVED 2015-01-28
  • NV RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • CA RA
    APPROVED
    Since 2015-01-28

Branch Locations

12010 Donner Pass Rd Suite 102, Truckee, CA 96161 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-12-17
    Reno, NV
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Reno, NV
  • 2004-05-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Reno, NV
    Reno, NV
  • 1997-06-18 → 2004-06-16
    Reno, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-14
S63 Uniform Securities Agent State Law Examination 1991-01-10
  • S65 Uniform Investment Adviser Law Examination
    1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1991-01-10
Designations
  • Certified Financial Planner
Other Names
  • Mike Murphy
  • Mike R Murphy

View on SEC IAPD

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