Best Investors Account Sign in

Michael Richard Murphy

Edward Jones

Truckee, CA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-05-30
TX RA APPROVED_RES 2019-01-16
CA RA APPROVED 2015-01-28
  • NV RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • CA RA
    APPROVED
    Since 2015-01-28

Branch Locations

12010 Donner Pass Rd Suite 102, Truckee, CA 96161 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-12-17
    Morgan Stanley
    Reno, NV
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Reno, NV
  • 2004-05-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Reno, NV
    Reno, NV
  • 1997-06-18 → 2004-06-16
    Ubs Financial Services Inc.
    Reno, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-14
S63 Uniform Securities Agent State Law Examination 1991-01-10
  • S65 Uniform Investment Adviser Law Examination
    1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1991-01-10
Designations
Other Names
  • Mike Murphy
  • Mike R Murphy

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
GREENSLOPE CAPITAL MANAGEMENT, LLC
ALPINE PEAKS CONSULTING
LPL FINANCIAL LLC

Other Investors

Rachel Michelle Ludke
Jordan T McElroy
NATHAN NORRIS FARNELL
Peter T Fuszard
TYLER WEST LIGHTCAP
Andrew W McMullen
Adam Kwiecinski
BRYAN ROZMARYNOWSKI

Other Offices

CHARLES SCHWAB & CO., INC. · Truckee, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Truckee, CA
J.P. MORGAN SECURITIES LLC · Truckee, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TRUCKEE, CA
COMMONWEALTH FINANCIAL NETWORK · Truckee, CA
GREENSLOPE CAPITAL MANAGEMENT, LLC · TRUCKEE, CA
ALPINE PEAKS CONSULTING · ALPINE MEADOWS, CA
LPL FINANCIAL LLC · Tahoe City, CA

More in Truckee, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor