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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-04 |
| NV | RA | APPROVED | 2018-08-21 |
| CA | RA | APPROVED | 2018-07-26 |
Branch Locations
11260 Donner Pass Rd, Truckee, CA 96161 • United States
930 Tahoe Blvd, Incline Village, NV 89451 • United States
3620 Lake Tahoe Blvd, Bldg C, South Lake Tahoe, CA 96150 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Truckee | CA | 10/2008 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Truckee | CA | 11/2016 | 07/2018 |
| Jpmorgan Chase Bank, Na. | Truckee | CA | 07/2018 | Present |
| J.P. Morgan Securities Llc | Truckee | CA | 07/2018 | Present |
| Wells Fargo Advisors, Llc | Truckee | CA | 01/2011 | 11/2016 |
ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: HIGH FIVES FOUNDATION POSITION: CHAIRMAN START DATE: 1/1/2019 ADDRESS: 10775 Truckee, CA DETAILS: SUPPORTS THE DREAMS OF OUTDOOR SPORTS ATHLETES BY RAISING INJURY PREVENTION AWARENESS WHILE PROVIDING RESOURCES AND INSPIRATION TO THOSE WHO SUFFER LIFE ALTERING INJURIES. PRESIDE AT ALL MEETINGS OF THE BOARD AND THE EXECUTIVE COMMITTEE, ACT AS A LIAISON BETWEEN THE BOARD AND THE PRESIDENT TO HELP ENSURE THE BOARD'S DIRECTIVES AND RESOLUTIONS ARE CARRIED OUT, AND EXERCISE AND PERFORM SUCH OTHER POWERS AND DUTIES AS MAY BE FROM TIME TO TIME PRESCRIBED BY THE BOARD. MORE SPECIFICALLY, THE CHAIR OF THE BOARD SHALL BE RESPONSIBLE FOR: ? LEADING THE BOARD AND EXECUTIVE COMMITTEE TO CARRY OUT ITS GOVERNANCE FUNCTIONS ? ENSURING THE BOARD HAS APPROVED POLICIES TO HELP ENSURE SOUND AND COMPLIANT GOVERNANCE AND MANAGEMENT OF THE ORGANIZATION ? PARTNERING WITH THE PRESIDENT/CEO TO LEAD THE DEVELOPMENT AND REFINEMENT OF IMPACT METRICS ? ASSESSING THE PERFORMANCE OF THE BOARD AND ITS COMMITTEES ? PARTNERING WITH THE PRESIDENT/CEO TO HELP ENSURE THE BOARD'S DIRECTIVES, POLICIES, AND RESOLUTIONS ARE CARRIED OUT ? COORDINATING AN ANNUAL PERFORMANCE REVIEW OF THE PRESIDENT/CEO ? SETTING PRIORITIES AND CREATING AGENDAS FOR MEETINGS OF THE BOARD AND EXECUTIVE COMMITTEE ? PRESIDING OVER MEETINGS OF THE BOARD AND EXECUTIVE COMMITTEE ? SERVING AS AN AMBASSADOR OF THE ORGANIZATION AND ADVOCATING ITS MISSION TO INTERNAL AND EXTERNAL STAKEHOLDERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS A MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-17 |
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