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10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-18 |
Branch Locations
11834 Cr 101, Suite 203, The Villages, FL 32162 • United States
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2022 | 07/2025 |
| Nicc & Clem Incorporated | Leesburg | FL | 11/2020 | 06/2022 |
| Banc Of California | La Habra | CA | 03/2020 | 03/2021 |
| Opus Bank | Chino | CA | 04/2018 | 03/2020 |
| Bank Of The West | Pasadena | CA | 03/2013 | 04/2018 |
| Pacific Lending Group | Leesburg | FL | 09/2020 | 06/2022 |
| Alexander Capital Lp | The Villages | FL | 07/2025 | Present |
1- The Enclave at Lakeside Landings - Corporation - HOA Vice President/HOA Board Member - 0% ownership, 0% compensation - 5 hours per week - during non trading hours - not investment related 2- Clemente Palacios, Insurance Agent - Sole Proprietorship - 100% Owner - Insurance sales of life, fixed & FIA annuities - Approximately 5 hours per week - Non investment related. 3- Maverick Motor Club LLC - Member/Sole Owner - 100% Owner - Motor vehicle leasing & rental - Approximately 5 hours per week - Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-30 |
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