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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-19 |
| MO | RA | APPROVED | 2021-12-09 |
Branch Locations
100 Sunset View Dr Ste 1, Butler, MO 64730 • United States
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Butler | MO | 10/2016 | 03/2021 |
| Hillcrest Country Club | Kansas City | MO | 05/2016 | 09/2016 |
| Principal Securities Inc | Butler | MO | 03/2021 | Present |
| Principal Life Insurance Co | Butler | MO | 03/2021 | Present |
| Stephens Heffner Financial Partners | Butler | MO | 01/2022 | Present |
**OUTSIDE INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/03/2022 ADDRESS: 100 Sunset View Drive, Suite 1, Butler MO 64730, United States DESCRIPTION: Sale and service, outside fixed insurance through various carriers, life, D/I, LTC, Group benefits, life and disability. **BUTLER COUNTRY CLUB BOARD POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2023 ADDRESS: 1 Country Club Way, Butler MO 64730, United States DESCRIPTION: The first board is the local "Butler Country Club Board", this board meets 10 times a year for 2 hours usually March - December, always on a Sunday night at 6 pm. The duties of this board are to make decisions on the restaurant and golf course and is a pretty laid-back position for the most part. On the board we decide on what events we will host, what needs done at the course or club house and if there are any major changes going on.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-07 |
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