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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
MO RA APPROVED 2021-12-09
  • TX RA
    APPROVED
    Since 2022-09-19
  • MO RA
    APPROVED
    Since 2021-12-09

Branch Locations

100 Sunset View Dr Ste 1, Butler, MO 64730 • United States

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Butler MO 10/2016 03/2021
Hillcrest Country Club Kansas City MO 05/2016 09/2016
Principal Securities Inc Butler MO 03/2021 Present
Principal Life Insurance Co Butler MO 03/2021 Present
Stephens Heffner Financial Partners Butler MO 01/2022 Present
  • 10/2016 → 03/2021
    Citizens Bank
    Butler, MO
  • 05/2016 → 09/2016
    Hillcrest Country Club
    Kansas City, MO
  • 03/2021 → Present
    Butler, MO
  • 03/2021 → Present
    Principal Life Insurance Co
    Butler, MO
  • 01/2022 → Present
    Stephens Heffner Financial Partners
    Butler, MO
Other Businesses

**OUTSIDE INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/03/2022 ADDRESS: 100 Sunset View Drive, Suite 1, Butler MO 64730, United States DESCRIPTION: Sale and service, outside fixed insurance through various carriers, life, D/I, LTC, Group benefits, life and disability. **BUTLER COUNTRY CLUB BOARD POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2023 ADDRESS: 1 Country Club Way, Butler MO 64730, United States DESCRIPTION: The first board is the local "Butler Country Club Board", this board meets 10 times a year for 2 hours usually March - December, always on a Sunday night at 6 pm. The duties of this board are to make decisions on the restaurant and golf course and is a pretty laid-back position for the most part. On the board we decide on what events we will host, what needs done at the course or club house and if there are any major changes going on.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-07
  • S66 Uniform Combined State Law Examination
    2021-12-07

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