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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-11-08 |
| TX | RA | APPROVED | 2016-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Butler | MO | 09/1997 | Present |
1) 08/18/1997: TRI-MAX CAPITAL VENTURES, LLC - Inv rel - address not specified - Business Entity For Tax/Investment Purposes Only - no time spent 2) 11/14/2011: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - NO TIME SPENT 3) 12/03/2014: LONE OAK LAND & TIMBER, LLC - INV REL - home based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 3 HR/MO NONE DURING SECS TRDG HRS - SOLE OWNER/MANAGING MEMBER OF LLC 4) 10/7/2021 - HighPointe Farm, LLC - Investment Related - Home Based & Section 19, Township 39, Range 30, Bates County, Missouri - Real Estate Rental - 15 Hours Per Month/0 Hours During Securities Trading - Farm, real estate rental, investment property. 5) 05/18/2026 - Craigmiles Financial Resources - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Butler, MO - Start Date 04/01/2026 - 150 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-03 |
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