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Drake Braden Stephens

Principal Securities, Inc.

Butler, MO

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-24
  • MO RA
    APPROVED
    Since 2025-07-24

Branch Locations

100 Sunset View Dr Ste 1, Butler, MO 64730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Heffner Financial Partners Overland Park KS 09/2024 04/2025
Kansas City Zoo And Aquarium Kansas City MO 05/2024 08/2024
Dakota Zoo Bismarck ND 01/2024 04/2024
Cheddars Scratch Kitchen Columbia MO 10/2023 12/2023
Missouri Department Of Conservation Columbia MO 05/2023 09/2023
Missouri Department Of Conservation Rich Hill MO 05/2020 10/2022
Principal Life Insurance Company Overland Park KS 04/2025 Present
Principal Securities, Inc. Overland Park KS 04/2025 Present
Unemployed Butler MO 01/2014 04/2020
Unemployed Butler MO 11/2022 04/2023
  • 09/2024 → 04/2025
    Stephens Heffner Financial Partners
    Overland Park, KS
  • 05/2024 → 08/2024
    Kansas City Zoo And Aquarium
    Kansas City, MO
  • 01/2024 → 04/2024
    Dakota Zoo
    Bismarck, ND
  • 10/2023 → 12/2023
    Cheddars Scratch Kitchen
    Columbia, MO
  • 05/2023 → 09/2023
    Missouri Department Of Conservation
    Columbia, MO
  • 05/2020 → 10/2022
    Missouri Department Of Conservation
    Rich Hill, MO
  • 04/2025 → Present
    Principal Life Insurance Company
    Overland Park, KS
  • 04/2025 → Present
    Principal Securities, Inc.
    Overland Park, KS
  • 01/2014 → 04/2020
    Unemployed
    Butler, MO
  • 11/2022 → 04/2023
    Unemployed
    Butler, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
  • S66 Uniform Combined State Law Examination
    2025-07-22

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
MONEY CONCEPTS CAPITAL CORP
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Carl S. Simpson
Christopher Dale White
STEPHEN DALE CRAIGMILES
John Gordon Daniel
KELLIE SUE DAVIDSON
WILLIAM BRADEN STEPHENS
BRETT ALEXANDER MILLER

Other Offices

EDWARD JONES · BUTLER, MO
LPL FINANCIAL LLC · BUTLER, MO
MONEY CONCEPTS CAPITAL CORP · BUTLER, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Butler, MO

More in Butler, MO

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