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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED | 2025-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc | Littleton | CO | 03/2021 | 08/2022 |
| Stampede Energy | Fort Collins | CO | 12/2019 | Present |
| Caerus Oil And Gas Llc | Denver | CO | 10/2018 | 09/2019 |
| Anadarko Petroleum Corporation | Denver | CO | 10/2010 | 10/2018 |
| Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc | Boulder | CO | 09/2022 | 03/2025 |
| J.P. Morgan Securities Llc | Longmont | CO | 03/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Longmont | CO | 03/2025 | Present |
| Unemployed | Fort Collins | CO | 10/2019 | 11/2019 |
Entity Name: Stampede Energy Investment related: No Address: Private Residence Website: n/a Nature of the other business: Energy Position/Title/Relationship: Advisor/Officer Start Date: 12/01/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The name of the other business; Stampede Energy, LLC Whether the business is investment-related; Not Investment Related the address of the other business; Private Residence the nature of the other business; NATURE OF BUSINESS IS PETROLEUM ENGINEERING CONSULTANT. your position; POSITION IS PRINCIPAL title, or relationship with the other business; Owner the start date of your relationship; 12/2019 the approximate number of hours/month you devote to the other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-31 |
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