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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-30 |
| CA | RA | APPROVED | 2021-06-01 |
Branch Locations
20061 Brookhurst St, Huntington Beach, CA 92646 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntington Beach | CA | 03/2021 | Present |
| Bank Of America, N.A. | Huntington Beach | CA | 05/2017 | Present |
| Sureprep Llc | Irvine | CA | 02/2017 | 04/2017 |
| Space 46 Boutique | Garden Grove | CA | 01/2016 | 12/2016 |
| Zero Express | Long Beach | CA | 11/2015 | 12/2016 |
I*755244 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Santa Ana, California, 92701 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2021 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-28 |
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