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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-12 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Ltd Co | Fort Worth | TX | 01/2003 | 03/2024 |
| Global Financial Private Capital, Llc | Sarasota | FL | 06/2010 | 03/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 03/2019 | 05/2025 |
| Global Financial Advisory | Fort Worth | TX | 02/2002 | 07/2024 |
| Costa Rocc Llc | Arlington | TX | 07/2017 | 05/2023 |
| Cv Mansfield Llc | Mansfield | TX | 07/2018 | 05/2023 |
| 2001 East Lamar Llc | Arlington | TX | 07/2015 | 04/2023 |
| Scott Viscuso Pllc Dba Sv Legal | Dallas | TX | 07/2014 | 01/2020 |
| Clearfork Financial Planning | Fort Worth | TX | 07/2024 | Present |
| Foundations Investment Advisors | Phoenix | AZ | 05/2025 | Present |
BLACK ROCK, LLC; NOT INVESTMENT RELATED; 275 EAST RIDGE, DECATUR, TX 76234 POSITION: LEGAL COUNSEL/MEMBER; PROVIDES EXPERT LEGAL ADVICE AND COUNSEL TO INDIVIDUALS OR ORGANIZATIONS; START DATE: 11/30/2007; LESS THAN 10 HRS/MONTH SPENT ON OTHER BUSINESS; LESS THAN 10 HRS/MONTH SPENT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-10 |
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