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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-12
  • TX RA
    APPROVED
    Since 2025-05-12

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

4921 Camp Bowie Blvd, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Ltd Co Fort Worth TX 01/2003 03/2024
Global Financial Private Capital, Llc Sarasota FL 06/2010 03/2019
Ae Wealth Management, Llc Topeka KS 03/2019 05/2025
Global Financial Advisory Fort Worth TX 02/2002 07/2024
Costa Rocc Llc Arlington TX 07/2017 05/2023
Cv Mansfield Llc Mansfield TX 07/2018 05/2023
2001 East Lamar Llc Arlington TX 07/2015 04/2023
Scott Viscuso Pllc Dba Sv Legal Dallas TX 07/2014 01/2020
Clearfork Financial Planning Fort Worth TX 07/2024 Present
Foundations Investment Advisors Phoenix AZ 05/2025 Present
  • 01/2003 → 03/2024
    Principal Financial Ltd Co
    Fort Worth, TX
  • 06/2010 → 03/2019
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 03/2019 → 05/2025
    Topeka, KS
  • 02/2002 → 07/2024
    Global Financial Advisory
    Fort Worth, TX
  • 07/2017 → 05/2023
    Costa Rocc Llc
    Arlington, TX
  • 07/2018 → 05/2023
    Cv Mansfield Llc
    Mansfield, TX
  • 07/2015 → 04/2023
    2001 East Lamar Llc
    Arlington, TX
  • 07/2014 → 01/2020
    Scott Viscuso Pllc Dba Sv Legal
    Dallas, TX
  • 07/2024 → Present
    Clearfork Financial Planning
    Fort Worth, TX
  • 05/2025 → Present
    Foundations Investment Advisors
    Phoenix, AZ
Previous Registrations
  • 2019-03-04 → 2025-05-07
    Arlington, TX
    Fort Worth, TX
    Mansfield, TX
    Fort Worth, TX
  • 2010-06-28 → 2019-03-05
    Global Financial Private Capital, Inc.
    Fort Worth, TX
    Sarasota, FL
    Arlington, TX
    Fort Worth, TX
Other Businesses

BLACK ROCK, LLC; NOT INVESTMENT RELATED; 275 EAST RIDGE, DECATUR, TX 76234 POSITION: LEGAL COUNSEL/MEMBER; PROVIDES EXPERT LEGAL ADVICE AND COUNSEL TO INDIVIDUALS OR ORGANIZATIONS; START DATE: 11/30/2007; LESS THAN 10 HRS/MONTH SPENT ON OTHER BUSINESS; LESS THAN 10 HRS/MONTH SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 2005-02-10
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    2005-02-10

View on SEC IAPD

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