Lucy E. Slovon

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 01/2002 → Present
  Stuart Financial Group
  Greenbelt, MD

Other Businesses

1) DBA - Stuart Financial Group; investment related; COO/partner - start date 1/2002; 6411 Ivy Lane Suite 520 Greenbelt, MD 20770; DBA for Slovon & Associates, Inc.; fixed insurance, client service, operations, employee training; 20 hours per month, 10 hours per month during trading. 2) SFG Marketing, Inc.; not investment related; President - start date 6/30/2020; 2401 Falling Creek Road Silver Spring, MD 20904; develop & execute marketing strategies & advertising; 10 hours per month, all during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-30