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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-14 |
| MA | RA | APPROVED | 2026-05-12 |
| NC | RA | APPROVED | 2026-02-25 |
| WA | RA | APPROVED | 2025-04-21 |
| FL | RA | APPROVED | 2025-01-02 |
| NJ | RA | APPROVED | 2025-01-02 |
| DE | RA | APPROVED | 2024-12-05 |
| PA | RA | APPROVED | 2024-11-25 |
| TX | RA | APPROVED_RES | 2024-11-22 |
| NY | RA | APPROVED | 2024-08-23 |
Branch Locations
106 N Main Street, Forked River, NJ 08731 • United States
255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Manahawkin | NJ | 12/2012 | 03/2021 |
| Td Bank N.A. | Manahawkin | NJ | 03/2021 | Present |
| Td Private Client Wealth Llc | Manahawkin | NJ | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-06 |
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