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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-12
  • CA RA
    APPROVED
    Since 2022-04-12

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newport Beach CA 03/2021 Present
Mass Mutual Life Insurance Company Newport Beach CA 03/2021 Present
The University Of Arizona Tucson AZ 06/2016 05/2020
Unemployed Los Alamitos CA 05/2020 08/2020
E&J Gallo Wine Company San Diego CA 08/2020 03/2021
  • 03/2021 → Present
    Newport Beach, CA
  • 03/2021 → Present
    Mass Mutual Life Insurance Company
    Newport Beach, CA
  • 06/2016 → 05/2020
    The University Of Arizona
    Tucson, AZ
  • 05/2020 → 08/2020
    Unemployed
    Los Alamitos, CA
  • 08/2020 → 03/2021
    E&J Gallo Wine Company
    San Diego, CA
Other Businesses

NAME: JULIA PATTERSON INV REL: Y ADD: 4675 MACARTHUR CT, SUITE 1050, NEWPORT BEACH, CA 92660 NATURE: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH INSURANCE SALES POSITION: AGENT START DATE: 3/23/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: SELLING LIFE AND HEALTH INSURANCE BASED ON CLIENT NEEDS AND DEADLINES OF BOTH INDIVUDUAL LIFE/HEALTH AND GROUP LIFE/ HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-27
  • S66 Uniform Combined State Law Examination
    2022-03-27

View on SEC IAPD

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