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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Traverse City | MI | 06/2007 | Present |
1. 12/18/2012 - Advanced Financial Group, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/25/2013 - UP NORTH BOAT RENTALS, LLC - BUSINESS OWNER - INVESTMENT RELATED - PART TIME BOAT RENTAL OF FISHING BOAT AND PONTOON BOAT TO RENTAL COTTAGES.SEASONAL, TWO BOATS, EVENING AND WEEKENDS RENTERS ONLY. 2-5 HOURS PER WEEK, SEASONAL BUSINESS. - 2% OF TIME SPENT. 3. 1/17/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/12/2017 - 1 Hour Per Month During Securities Trading - Fixed insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-20 |
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