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Richard Scott White

LPl Financial LLC

Traverse City, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-16
  • MI RA
    APPROVED
    Since 2024-01-16

Branch Locations

1925 Coral Lane, Traverse City, MI 49686 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Traverse City MI 06/2007 Present
Previous Registrations
Other Businesses

1. 12/18/2012 - Advanced Financial Group, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/25/2013 - UP NORTH BOAT RENTALS, LLC - BUSINESS OWNER - INVESTMENT RELATED - PART TIME BOAT RENTAL OF FISHING BOAT AND PONTOON BOAT TO RENTAL COTTAGES.SEASONAL, TWO BOATS, EVENING AND WEEKENDS RENTERS ONLY. 2-5 HOURS PER WEEK, SEASONAL BUSINESS. - 2% OF TIME SPENT. 3. 1/17/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/12/2017 - 1 Hour Per Month During Securities Trading - Fixed insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-20
  • S66 Uniform Combined State Law Examination
    1998-11-20
Other Names
  • Rick White
  • Richard S White

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